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Business Sector

Financial Services

Work LOcation

Remote

Compliance Analyst

Location: Remote

Experience Level: Senior (10+ years)

Employment: W2 only

Summary

We are seeking a Senior Compliance Analyst responsible for ensuring the organization adheres to internal policies, regulatory requirements, and industry standards by monitoring, evaluating, and reporting on compliance-related activities.

Responsibilities

  • Review and assess internal processes to identify potential compliance risks.
  • Conduct audits and prepare reports to document compliance findings.
  • Monitor regulatory changes and assist in updating policies and procedures accordingly.
  • Support investigations into compliance issues and recommend corrective actions.
  • Collaborate with departments to ensure adherence to legal and regulatory requirements.
  • Assist in training staff on compliance-related topics.

Skills

  • Knowledge of regulatory frameworks relevant to the industry such as SOX, GDPR, or HIPAA.
  • Experience with risk assessment and internal auditing practices.
  • Strong analytical, research, and communication skills.
  • Proficiency in Microsoft Office and compliance management tools.
  • Strong attention to detail and the ability to handle confidential information.

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